Claridge & Associates, Ltd.
Call today to discuss your compliance and reporting needs with us and we'll prepare an individualized solution.



  • World Class Service
  • Knowledgeable Staff
  • Accurate & Expedient

Compliance Consulting Services,
Please Contact Us For More Info:
760.773.0278 (T)
E-mail: info@claridgeltd.com

Introduction & Compliance Consulting Services

Claridge & Associates, Ltd. has developed many substantial working relationships over its history. Through these relationships we can refer our clients to auditors, lawyers, transfer agents, broker dealers, all at highly competitive prices.

We can assist with the many SEC filings such as S-1 and Form 10 registration statements and 10Q financial reviews and 10K annual statements. We can also help with listing activities such as broker dealer introductions.

Claridge & Associates, Ltd. is also experienced in guiding our clients through the Merger and Acquisition process. We prepare the agreements, and review the due diligence in order to provide for the smoothest transaction possible. Reviewing the due diligence documents includes reviewing corporate resolutions, shareholder meetings, proxy agreements, shareholder lists, and corporate liabilities.

  • Introduction Services:
  • - Auditors
  • - Lawyers
  • - Transfer Agents
  • - Broker / Dealers
  • - Please call for additional information.
  • Preparation Services:
  • - S-1 and Form 10 Registration Statements
    - Form 10K - Annual Statements
    - Form 10Q - Quarterly Financial Reviews
  • - Please call for full list of services.

 
 

© Claridge & Associates, Ltd. All Rights Reserved

Disclaimer
We perform no underwriting function and act solely on behalf of a client company in providing in-house financial advisory services. Although our consulting services may include general advice and consultation regarding general legal topics relating to the consulting services to be rendered, particularly with respect to areas of our financial expertise, the services rendered by us do not include the rendition of professional legal services or any specific legal service, advice or consultation by any affiliate of ours.

Please note we are not a FINRA member or a licensed broker/dealer; therefore, we often refer clients to the appropriate FINRA member firms for sponsorship and funding, and if we do, we will receive NO compensation for our efforts.